Welcome to Falcon Financial
At Falcon Financial, we provide disciplined investment management designed to improve returns and straight forward financial planning advice to help you reach your goals.
About Falcon Financial
Falcon Financial (Falcon Investment Strategies LLC DBA Falcon Financial) is a North Carolina Registered Investment Advisor (RIA) that was founded by Seth Waller in 2012. The firm was previously named Trident Financial Group when it acquired James F. Mundy Inc. in April 2022 and rebranded to Falcon Financial in June 2023. Our advisors provide investment advice, portfolio management, financial planning, retirement and insurance solutions to clients throughout North Carolina.
Meet Our Team
Seth is owner and founder of Falcon Financial. He has over 14 years of experience in the financial industry and founded Falcon Financial (formerly Trident Financial Group) in 2012.
Jim brings vast amount of knowledge and experience to Falcon Financial. He has been a financial advisor for over 31 years and will be working as a financial consultant with the firm.
James F. Mundy
Michael has been a financial and investment advisor for over 5 years. He works with clients at Falcon Financial as an investment advisor and provides insurance solutions.
S. Michael Gegorek
Russ joined our team in 2021 as an insurance advisor for Medicare and life insurance solutions. He became an Investment Advisor Representative in 2022. He is a former 1st Round MLB draft pick and played 5 seasons with the Toronto Blue Jays.
Investment & Insurance Advisor
James recently retired from Carolina Farm Credit, where he worked in various roles over a 42-year career. He built many relationships over the years and joined Falcon Financial in June of 2022 as a client relationship manager.
Client Relationship Manager
Get in Touch
If you have any questions or would like to schedule an appointment with any of our advisors, please contact us via phone or email and we will be glad to assist you!